[Servercert-wg] Ballot SC17: Alternative registration numbers for EU certificates

Tim Hollebeek tim.hollebeek at digicert.com
Fri Mar 8 14:01:52 MST 2019


Ballot SC17: Alternative registration numbers for EU certificates

Purpose of Ballot: Allow for the inclusion of additional information in 

certificates in order to comply with relevant EU regulations.

The following motion has been proposed by Tim Hollebeek of DigiCert and
endorsed 

by Dimitris Zacharopoulos of Harica and Enrico Entshew of D-Trust.

 

Motivation:

 

Update to CAB Forum EV Guidelines to cater for alternative registration
numbers 

caused by EU Legal Requirements:

 

i. The EU Regulation No 910/2014 (eIDAS
[https://eur-lex.europa.eu/eli/reg/2014/910/oj]) 

   defines regulatory requirements for certificates with an agreed quality
level 

   called Qualified. This regulation specifies in Annex IV specific
requirements 

   for "Qualified certificates for website authentication" including the 

   statement that the certificate shall contain: "for a legal person: the
name 

   and, where applicable, registration number as stated in the official
records,"

   

ii. It is understood that this requirement relates to validated attributes
for 

   the identification of the certificate subject and hence is best fitted in
the 

   subject's distinguished name. 

 

iii. In line with the regulatory framework ETSI has defined a general
structure 

   for carrying "registration numbers" in TS 119 412-1 

   [https://www.etsi.org/standards-search#page=1&search=TS119412-1] clause
5.1.4. 

   This uses the X.520
[https://www.itu.int/rec/dologin_pub.asp?lang=e&id=T-REC-X.520-201210-S!!PDF
-E&type=items] 

   organizationIdentifier within the subject's distinguished name in line
with its 

   stated purpose being "holds an identification of an organization
different 

   from the organization name". This is used for ETSI requirements to carry 

   registration numbers for certificates, Qualified or otherwise.

   

iv. It is considered that this use of organizationIdentifier supports the
primary 

   purpose of EV certificates as stated in section 2.1.1 of the EV
Guidelines as 

   "other disambiguating information".

   

v. A recent EU delegated Regulation 2018/389 on secure communications for
payment 

   services (RTS
[https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32018R0389]) 

   states in Article 34.2 that for Qualified Website certificates (QWACs)
the 

   registration number required in eIDAS "shall be the authorisation number
of the 

   payment service provider . or equivalent [reference made to earlier
regulations 

   relating to banks]".

   

vi. ETSI has specified TS 119 495 

   [https://www.etsi.org/standards-search#page=1&search=TS119495]
requirements for 

   carrying PSD2 related registration numbers in the general structure for 

   registration numbers defined in TS 119 412-1 clause 5.1.4 as mentioned in


   iii. above.

   

vii. ETSI has endeavoured to ensure and always intended that requirements
relating 

   to web site certificates at the Qualified level are in line with the CA/B
Forum 

   EV Guidelines.

   

viii. This proposal only includes some of the Registration Schemes as used
in 

   ETSI TS 119 412-1, which have clear validation rules (NTR, VAT, PSD) that
provide 

   reasonable assurance in line with the EV Guidelines. The IPR for the
semantics 

   of this scheme is proposed to be released to the CA/B Forum allowing it
to 

   further extend the use of organizationIdentifier to include other
Registration 

   Schemes (e.g. LEI) and corresponding validation rules, at the CA/B
Forum's 

   discretion. Also, any further changes by ETSI to ETSI TS 119 412-1 will
not 

   impact the CA/B Forum.

   

ix. Having found out that CA/B Forum's interpretation of EV Requirements in
section 

   9.2.8 "Other Attributes" was not in line with those understood by ETSI
experts, 

   ETSI would like to harmonise with CA/B Forum approach to carrying
alternative 

   forms of registration number for PSD2 and other registration schemes.

   

b) CA/B Forum specific concerns are:

 

i. Requirements regarding Attributes to be included in the Subject DN need
to be 

   explicitly covered in 9.2.

   

ii. Organisations may wish to identify OrganisationalUnits within their
organisation.  

   It is unclear if this is currently allowed in the EV Guidelines (similar 

   ambiguity in section 9.2.8).

   

iii. There are objections to ETSI specific usage of the orgID field (no
squating).

 

iv. The procedures for validation of the attribute need to be clearly
stated.

 

v. There may be other uses of the organizationIdentifier field in various
PKIs, 

   however it is not considered to be a problem. Because of the unique
semantics we 

   are specifying for each identifier, applications should be able to
understand 

   different uses of the OrgID field by different issuers and users. There
are many 

   different "PKIs" out there that can use all X.500 attributes differently
and with 

   different validation or no validation at all. To the best of our
knowledge, the 

   WebPKI has never used this subjectDN attribute before for
Publicly-Trusted 

   Certificates. Thus there is no "conflict" by using this attribute in the
EV 

   Guidelines for SSL/TLS Certificates, and perhaps later for EV Code
Signing 

   Certificates.

   

vi. This use of organisationIdentifier must be extendable to allow for use
by other 

   registration numbers allocated by different registration schemes. Some
CAB Forum

   members have indicated interest in carrying registration numbers other
than for 

   Incorporation within EV Certificates. This is catered for in the current
proposal.

   

vii. There is interest by some CA/B Forum members in carrying LEIs within
CA/B Forum 

   certificates but as yet the LEI registration scheme is not currently
considered 

   sufficiently robust to be recognised as an registration numbering scheme
to be 

   accepted by CA/B Forum. Therefore this proposal only introduces a limited
set of 

   Registration Schemes (namely NTR, VAT, PSD) which have reasonably robust 

   validation rules.

   

viii. Some CA/B Forum members have indicated the possible need for multiple 

   identifiers in the subject name.  This, however, cannot be achieved using
X.520 

   organizationIdentifier which defined this attribute as being "SINGLE
VALUE".  The 

   use of a single value has the advantage is it is clear what is the
registration, 

   in addition to the company registration, which identifies the subject. 

 

---MOTION BEGINS---

 

Purpose of Ballot: Update to CAB Forum EV Guidelines to allow alternative 

   registration numbers 

 

Proposed Ballot for Changes to EVG 1.6.8 

 

Add to section 4 definitions: 

 

"Legal Entity: A Private Organization, Government Entity, Business Entity,
or 

   Non-Commercial Entity.

 

Registration Reference: A unique identifier assigned to a Legal Entity.

 

Registration Scheme: A scheme for assigning a Registration Reference meeting
the 

   requirements identified in Section 9.2.8."

 

Insert new section 9.2.8 (renumbering following sections as necessary):

 

"9.2.8. Subject Organization Identifier Field

 

Certificate field: organizationIdentifier (OID: 2.5.4.97)

Required/Optional: Optional

Contents: If present, this field MUST contain a Registration Reference for a


   Legal Entity assigned in accordance to the identified Registration
Scheme.

   

The Registration Scheme MUST be identified using the using the following
structure 

in the presented order:

 

. 3 character Registration Scheme identifier;

. 2 character ISO 3166 country code for the nation in which the Registration


     Scheme is operated, or if the scheme is operated globally ISO 3166 code


     "XG" shall be used;

. hyphen-minus "-" (0x2D (ASCII), U+002D (UTF-8)); 

. if required under Section 9.2.5, a 2 character ISO 3166-2 identifier for
the 

     subdivision (state or province) of the nation in which the Registration
Scheme 

     is operated, followed by hyphen-minus "-" (0x2D (ASCII), U+002D
(UTF-8)); and

. Registration Reference allocated in accordance with the identified
Registration 

     Scheme

 

As in section 9.2.5, the specified location information MUST match the scope
of the

registration being referenced.

 

Examples:

 

NTRGB-12345678

NTRUS-CA-12345678

 

VATDE-123456789

 

PSDBE-NBB-1234.567.890

 

Registration Schemes listed in Appendix H are currently recognized as valid
under 

these guidelines.

 

The CA SHALL:

 

a) confirm that the organization represented by the Registration Reference
is the 

   same as the organization named in the organizationName field as specified
in 

   Section 9.2.1 within the context of the subject's jurisdiction as
specified in 

   Section 9.2.5;

b) further verify the Registration Reference matches other information
verified 

   in accordance with section 11; 

c) take appropriate measures to disambiguate between different organizations
as 

   described in Appendix H for each Registration Scheme;

d) Apply the validation rules relevant to the Registration Scheme as
specified 

   in Appendix H."

 

Add new Appendix H - Registration Schemes

 

"The following Registration Schemes are currently recognised as valid under
these 

guidelines:

 

NTR: The information carried in this field shall be the same as held in
Subject 

   Registration Number Field as specified in 9.2.6 and the country code used
in 

   the Registration Scheme identifier shall match that of the subject's
jurisdiction 

   as specified in Section 9.2.5.

   

VAT: Reference allocated by the national tax authorities to a Legal Entity.
This 

   information shall be validated using information provided by the national
tax 

   authority against the organisation as identified by the Subject
Organization 

   Name Field (see 9.2.1) and Subject Registration Number Field (see 9.2.6)
within 

   the context of the subject's jurisdiction as specified in Section 9.2.5.

   

PSD: Authorisation Number or equivalent allocated to a payment service
provider under 

   EU Commission Delegated Regulation (EU) 2018/389 Article 34 and
containing the 

   information as specified in ETSI TS 119 495 clause 5.2.1.  This
information SHALL 

   be obtained directly from the national competent authority register for
payment 

   services or from an information source approved by a government agency,
regulatory 

   body, or legislation for this purpose.  This information SHALL be
validated by being

   matched directly or indirectly (for example, by matching a globally
unique

   registration number) against the organisation as identified by the 

   Subject Organization Name Field (see 9.2.1) and Subject Registration
Number Field 

   (see 9.2.6) within the context of the subject's jurisdiction as specified
in 

   Section 9.2.5.  The stated address of the organisation combined with the 

   organization name SHALL NOT be the only information used to disambiguate
the 

   organisation.

   

   Where the Subject Jurisdiction of Incorporation or Registration Field in
9.2.5 

   includes more than the country code, the Registration Number shall be
preceded 

   by a globally recognised identifier such as defined in ISO 3166-2,
representing 

   the same locality, state or province, followed by hyphen-minus 

   ((0x2D (ASCII), U+002D (UTF-8))."

 

---MOTION ENDS---

 

*** WARNING ***: USE AT YOUR OWN RISK.  THE REDLINE BELOW IS NOT THE
OFFICIAL VERSION 

OF THE CHANGES (CABF Bylaws, Section 2.4(a)):

 

A comparison of the changes can be found at: 

 

https://github.com/cabforum/documents/compare/Ballot-SC17---Alternative-regi
stration-numbers-for-EU-certificates?diff=unified&expand=1

 

The procedure for approval of this ballot is as follows:

Discussion (7+ days)

Start Time: March 8, 2019 4pm Eastern

End Time: Not before March 15, 2019 4pm Eastern

Vote for approval (7 days)

Start Time: TBD

End Time: TBD

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