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<p style="margin:0in;background:white"><strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in">Ballot SMC01: Final Guideline for “S/MIME Baseline Requirements”
<o:p></o:p></span></strong></p>
<p style="margin:0in;background:white"><strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in"><o:p> </o:p></span></strong></p>
<p style="margin:0in;background:white"><strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in">Purpose of Ballot:</span></strong><o:p></o:p></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p class="MsoNormal"><span style="font-size:10.0pt;line-height:106%;font-family:"Arial",sans-serif;color:#333333">The S/MIME Certificate Working Group was chartered to discuss, adopt, and maintain policies, frameworks, and standards for the issuance and management
of Publicly-Trusted S/MIME Certificates. This ballot adopts a new “S/MIME Baseline Requirements” that includes requirements for verification of control over email addresses, identity validation for natural persons and legal entities, key management and certificate
lifecycle, certificate profiles for S/MIME Certificates and Issuing CA Certificates, as well as CA operational and audit practices.<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">An S/MIME Certificate for the purposes of this document can be identified by the existence of an Extended Key Usage (EKU) for id-kp-emailProtection
(OID: 1.3.6.1.5.5.7.3.4) and the inclusion of a rfc822Name or an otherName of type id-on-SmtpUTF8Mailbox in the subjectAltName extension in the Certificate.<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;background:white">The following motion has been proposed by Stephen Davidson of DigiCert and endorsed by Martijn Katerbarg of Sectigo and Ben
Wilson of Mozilla.</span><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in">Charter Voting References</span></strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="color:black"><a href="https://github.com/cabforum/servercert/blob/e6ad111f4477010cbff409cd939c5ac1c7c85ccc/docs/SMCWG-charter.md#51-voting-structure"><span style="font-size:10.0pt;font-family:"Arial",sans-serif">Section
5.1 (“Voting Structure”)</span></a></span><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"> of the SMCWG Charter says:<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">In order for a ballot to be adopted by the SMCWG, two-thirds or more of the votes cast by the Certificate Issuers must be in favor of the ballot
and more than 50% of the votes cast by the Certificate Consumers must be in favor of the ballot. At least one member of each class must vote in favor of a ballot for it to be adopted. Quorum is the average number of Member organizations (cumulative, regardless
of Class) that have participated in the previous three (3) SMCWG Meetings or Teleconferences (not counting subcommittee meetings thereof).<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in">— MOTION BEGINS —</span></strong><b><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in"><br>
</span></b><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><br>
This ballot adopts the “Baseline Requirements for the Issuance and Management of Publicly-Trusted S/MIME Certificates” (“S/MIME Baseline Requirements”) as Version 1.0.0.<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">The proposed S/MIME Baseline Requirements may be found at
<a href="https://github.com/cabforum/smime/compare/7b3ab3c55dd92052a8dc0d4f85a2ac26269c222e...28c0b904fe54f1c5f6c71d18c4786a3e02c76f52">
https://github.com/cabforum/smime/compare/7b3ab3c55dd92052a8dc0d4f85a2ac26269c222e...28c0b904fe54f1c5f6c71d18c4786a3e02c76f52</a> or the attached document.<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">The SMCWG Chair or Vice-Chair is permitted to update the Relevant Dates and Version Number of the S/MIME Baseline Requirements to reflect final
dates.<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><strong><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in">— MOTION ENDS —</span></strong><b><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333;border:none windowtext 1.0pt;padding:0in"><br>
</span></b><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><br>
This ballot proposes a Final Guideline. The procedure for approval of this ballot is as follows:<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">Discussion (7+ days)</span><span style="color:black"><br>
</span><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">Start Time: 8 September 2022 17:00 UTC</span><span style="color:black"><br>
</span><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">End Time: 15 September 2022 17:00 UTC<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">Vote for approval (7 days)</span><span style="color:black"><br>
</span><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">Start Time: 15 September 2022 17:00 UTC</span><span style="color:black"><br>
</span><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">End Time: 22 September 2022 17:00 UTC<o:p></o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333"><o:p> </o:p></span></p>
<p style="margin:0in;background:white"><span style="font-size:10.0pt;font-family:"Arial",sans-serif;color:#333333">IPR Review (60 days)<o:p></o:p></span></p>
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