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</o:shapelayout></xml><![endif]--></head><body bgcolor=white lang=EN-US link=blue vlink=purple><div class=WordSection1><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri",sans-serif;color:#44546A'>Symantec votes YES<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri",sans-serif;color:#44546A'><o:p> </o:p></span></p><div><div style='border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0in 0in 0in'><p class=MsoNormal style='margin-left:.5in'><b><span style='font-size:11.0pt;font-family:"Calibri",sans-serif;color:windowtext'>From:</span></b><span style='font-size:11.0pt;font-family:"Calibri",sans-serif;color:windowtext'> Public [mailto:public-bounces@cabforum.org] <b>On Behalf Of </b>Dimitris Zacharopoulos via Public<br><b>Sent:</b> Thursday, March 30, 2017 9:23 AM<br><b>To:</b> public@cabforum.org<br><b>Cc:</b> Dimitris Zacharopoulos <jimmy@it.auth.gr><br><b>Subject:</b> [EXT] [cabfpub] Ballot 189 - Amend Section 6.1.7 of Baseline Requirements<o:p></o:p></span></p></div></div><p class=MsoNormal style='margin-left:.5in'><o:p> </o:p></p><p class=MsoNormal style='margin-left:.5in'><o:p> </o:p></p><div><p class=MsoNormal style='margin-left:.5in'><strong>Ballot 189 - Amend Section 6.1.7 of Baseline Requirements</strong> <o:p></o:p></p><p class=line874 style='margin-left:.5in'>The following motion has been proposed by Dimitris Zacharopoulos of HARICA and endorsed by Bruce Morton of Entrust and Jeremy Rowley of Digicert <o:p></o:p></p><p class=line867 style='margin-left:.5in'><strong>Background</strong>: <o:p></o:p></p><p class=line874 style='margin-left:.5in'>Section 6.1.7 of the Baseline Requirements states that the Root CA Private Keys MUST NOT be used to sign end-entity certificates, with some exceptions. It is unclear if this exception list includes end-entity certificates with EKU id-kp-timeStamping. This ballot attempts to clarify two things: <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l0 level1 lfo1'><![if !supportLists]><span style='mso-list:Ignore'>1.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>that it affects Root Keys in a hierarchy that issues SSL Certificates and <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l0 level1 lfo1'><![if !supportLists]><span style='mso-list:Ignore'>2.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>that it does not include time stamping certificates in the exception list. <o:p></o:p></p><p class=line874 style='margin-left:.5in'>It also clears the exception language for 1024-bit RSA Subscriber Certificates and testing products with Certificates issued by a Root. <o:p></o:p></p><p class=line867 style='margin-left:.5in'><strong>-- MOTION BEGINS --</strong> <o:p></o:p></p><p class=line867 style='margin-left:.5in'><em>Current section 6.1.7</em> <o:p></o:p></p><p class=line874 style='margin-left:.5in'>Root CA Private Keys MUST NOT be used to sign Certificates except in the following cases: <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l1 level1 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>1.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Self-signed Certificates to represent the Root Certificate itself; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l1 level1 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>2.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Certificates for Subordinate CAs and Cross Certificates; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l1 level1 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>3.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Certificates for infrastructure purposes (e.g. administrative role certificates, internal CA operational device certificates, and OCSP Response verification Certificates); <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l1 level1 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>4.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Certificates issued solely for the purpose of testing products with Certificates issued by a Root CA; and <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l1 level1 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>5.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Subscriber Certificates, provided that: <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>a.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The Root CA uses a 1024-bit RSA signing key that was created prior to the Effective Date; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>b.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The Applicant’s application was deployed prior to the Effective Date; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>c.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The Applicant’s application is in active use by the Applicant or the CA uses a documented process to establish that the Certificate’s use is required by a substantial number of Relying Parties; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>d.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The CA follows a documented process to determine that the Applicant’s application poses no known security risks to Relying Parties; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>e.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The CA documents that the Applicant’s application cannot be patched or replaced without substantial economic outlay. <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>f.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The CA signs the Subscriber Certificate on or before June 30, 2016; and <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.5in;text-indent:-.25in;mso-list:l1 level2 lfo2'><![if !supportLists]><span style='mso-list:Ignore'>g.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>The notBefore field in the Subscriber Certificate has a date on or before June 30, 2016 <o:p></o:p></p><p class=line867 style='margin-left:.5in'><em>Proposed section 6.1.7</em> <o:p></o:p></p><p class=line874 style='margin-left:.5in'>Private Keys corresponding to Root Certificates that participate in a hierarchy that issues Certificates with an extKeyUsage extension that includes the value id-kp-serverAuth [RFC5280] MUST NOT be used to sign Certificates except in the following cases: <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l2 level1 lfo3'><![if !supportLists]><span style='mso-list:Ignore'>1.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Self-signed Certificates to represent the Root CA itself; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l2 level1 lfo3'><![if !supportLists]><span style='mso-list:Ignore'>2.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Certificates for Subordinate CAs and Cross Certificates; <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l2 level1 lfo3'><![if !supportLists]><span style='mso-list:Ignore'>3.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Certificates for infrastructure purposes (administrative role certificates, internal CA operational device certificates) <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;margin-left:1.0in;text-indent:-.25in;mso-list:l2 level1 lfo3'><![if !supportLists]><span style='mso-list:Ignore'>4.<span style='font:7.0pt "Times New Roman"'> </span></span><![endif]>Certificates for OCSP Response verification; <o:p></o:p></p><p class=line867 style='margin-left:.5in'><strong>These changes become Effective 30 days after the ballot passes.</strong> <o:p></o:p></p><p class=line867 style='margin-left:.5in'><strong>-- MOTION ENDS --</strong> <o:p></o:p></p><p class=line874 style='margin-left:.5in'>The procedure for this ballot is as follows (exact start and end times may be adjusted to comply with applicable Bylaws and IPR Agreement): <o:p></o:p></p><div><table class=MsoNormalTable border=0 cellpadding=0 style='margin-left:.5in'><tr><td style='background:#E0E0FF;padding:.75pt .75pt .75pt .75pt'><p class=line862>BALLOT 189 Status: Amend BR 6.1.7 <o:p></o:p></p></td><td style='background:#E0E0FF;padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>Start time (22:00 UTC) <o:p></o:p></p></td><td style='background:#E0E0FF;padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>End time (22:00 UTC) <o:p></o:p></p></td></tr><tr><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862>Discussion (7 days) <o:p></o:p></p></td><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>30 March 2017 <o:p></o:p></p></td><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>6 April 2017 <o:p></o:p></p></td></tr><tr><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862>Vote for approval (7 days) <o:p></o:p></p></td><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>6 April 2017 <o:p></o:p></p></td><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>13 April 2017 <o:p></o:p></p></td></tr><tr><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862>If vote approves ballot: Review Period (Chair to send Review Notice) (30 days)<br>If Exclusion Notice(s) filed, ballot approval is rescinded and PAG to be created.<br>If no Exclusion Notices filed, ballot becomes effective at end of Review Period.<br>Votes must be cast by posting an on-list reply to this thread on the Public Mail List.<o:p></o:p></p></td><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>Upon filing of Review Notice by Chair<o:p></o:p></p></td><td style='padding:.75pt .75pt .75pt .75pt'><p class=line862 align=center style='text-align:center'>30 days after filing of Review Notice by Chair<o:p></o:p></p></td></tr></table></div><p class=line874 style='margin-left:.5in'>From Bylaw 2.3: If the Draft Guideline Ballot is proposing a Final Maintenance Guideline, such ballot will include a redline or comparison showing the set of changes from the Final Guideline section(s) intended to become a Final Maintenance Guideline, and need not include a copy of the full set of guidelines. Such redline or comparison shall be made against the Final Guideline section(s) as they exist at the time a ballot is proposed, and need not take into consideration other ballots that may be proposed subsequently, except as provided in Bylaw Section 2.3(j). <o:p></o:p></p><p class=line862 style='margin-left:.5in'>Votes must be cast by posting an on-list reply to this thread on the Public list. A vote in favor of the motion must indicate a clear 'yes' in the response. A vote against must indicate a clear 'no' in the response. A vote to abstain must indicate a clear 'abstain' in the response. Unclear responses will not be counted. The latest vote received from any representative of a voting member before the close of the voting period will be counted. Voting members are listed here: <a href="https://clicktime.symantec.com/a/1/ImdyCQF6vl1qEDp9EtDfs-sGL_8bi1c-H3Sbw13u8gA=?d=KFc2w3TJMR3TO10tMLTzM0vrvafJE06YfTDmmpGJOUUjaVLwqvy9h-tKnk3G18vmyMUbqBpOAZoAMo4pjdogHHWcqpwRB2BlB3vnL54a2bFHJ6YcbhZfOuqxJdrx7Hi_AWm3c7fUNgt-tUUp91UWKDnQrRzCTwii2OhSj7WeteoXzq3kL49J7jJf1x0H4nHBIiS-EnyJNmOZYWc3iIXJs80I4dBtutq_3v7xrkzbk5HKaMigVTX2idg9rsAQKcYj3sf3fjhrjh6XOvDIANxr0oTzIcOX3nJmb194A5aKjgaLlaF62-QNFu57-z7XHAnetn1E1lcVsWeZ49OmAle-_VPcTY485LeBzac3f4oBKyzsZmKbF2X-9Yb41SzYKTovuIBErfqyegjfpeiwDbp4pWmpNsrtjw0ug35YRT1rnfnBMQ%3D%3D&u=https%3A%2F%2Fcabforum.org%2Fmembers%2F">https://cabforum.org/members/</a> <o:p></o:p></p><p class=MsoNormal style='margin-left:.5in'>In order for the motion to be adopted, two thirds or more of the votes cast by members in the CA category and greater than 50% of the votes cast by members in the browser category must be in favor. Quorum is shown on CA/Browser Forum wiki. Under Bylaw 2.2(g), at least the required quorum number must participate in the ballot for the ballot to be valid, either by voting in favor, voting against, or abstaining. <o:p></o:p></p></div></div></body></html>