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</o:shapelayout></xml><![endif]--></head><body bgcolor=white lang=ES link=blue vlink=purple><div class=WordSection1><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>In the ETSI standards this has been “divided” to distinguish between a certificate and a timestamp token and/or unit, considering them “differently” (in fact there are different standards for each, 411-x is for issuing certificates and 421 is for timestamping policies).<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Basically the CABF docs are for issuing SSL certs with additional “features” that affect the whole ecosystem, but always based on this type of certificates. There´s also the code signing which is not of “such” importance because of the numbers and platforms in which the TSA is mentioned.<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>So, if we´re reforming the fórum, there are some standards out there to be used, … instead of updating/modifying the BRs or EVGs, I´d rather go for an independent document, like in ETSI, in where all the matters related to timestamping be addressed in one document and not surfing or digging in many of them. IMHO, I´d be easier to mantain, address, make Standards bodies life easier, etc. But the issue will remain if some software vendors still request it and TSPs will be “forced” to do so in order to have their services “recognized” in that software, though maybe is a matter of time<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Regards<o:p></o:p></span></p><p class=MsoNormal><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'><o:p> </o:p></span></p><div><div style='border:none;border-top:solid #B5C4DF 1.0pt;padding:3.0pt 0cm 0cm 0cm'><p class=MsoNormal><b><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:windowtext'>De:</span></b><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif";color:windowtext'> public-bounces@cabforum.org [mailto:public-bounces@cabforum.org] <b>En nombre de </b>Dimitris Zacharopoulos<br><b>Enviado el:</b> jueves, 8 de septiembre de 2016 23:28<br><b>Para:</b> Jody Cloutier; Ryan Sleevi<br><b>CC:</b> Bruce.Morton@entrust.com; public@cabforum.org<br><b>Asunto:</b> Re: [cabfpub] Questions regarding timestamping certificates<o:p></o:p></span></p></div></div><p class=MsoNormal><o:p> </o:p></p><p class=MsoNormal style='margin-bottom:12.0pt'><br>Thanks everyone for your input. To be honest, I didn't expect this to be a controversial issue since timestamping has been around for many years.<br><br>I think Microsoft's reference c(5) is probably aligned with the BRs (6.1.7). However, technically speaking, an OCSP responder certificate is also an end-entity certificate but it is specifically allowed in the BRs (same section). <br><br>Currently, as written, section 6.1.7 of the BRs numbered item 3, allows the Root Key to be used to sign "Certificates for infrastructure purposes (e.g. administrative role certificates, internal CA operational device certificates, and OCSP Response verification Certificates)".<br><br>I think that we can all agree that this exception is kind of vague and should probably be narrowed down to a smaller, more specific set. Of course, a TimeStamping Certificate is not your everyday "Subscriber" Certificate and could be defined by some CAs as a "Certificate for infrastructure purposes", since it is usually operated by the CA/TSP and not some other non-TSP entity as it works with SSL, S/MIME, Code Signing Certificates. The ETSI EN 319 421 and the minimum requirements for Code Signing document, have very strict controls on how to issue and maintain a Timestamping Certificate that minimize the risk (from a risk management perspective) compared to other end-entity (SSL, S/MIME and CodeSigning) Certificates. Also, the CRL issuance frequency for the status of Timestamping Certificates is aligned with the frequency of the status of Subordinate CA Certificates so they are treated differently.<br><br>We could ballot this and change 6.1.7(3) to either specifically allow or disallow timestamping end-entity certificates to be issued directly from a Root and -obviously- if the majority votes that timestamping certificates must not be allowed to be issued directly from Root Certificates, introduce a proper effective date for enforcing this policy.<br><br><br>Dimitris.<br><br><o:p></o:p></p><div><p class=MsoNormal>On 8/9/2016 9:02 μμ, Jody Cloutier wrote:<o:p></o:p></p></div><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal><span style='font-size:11.0pt'>Thanks, Ryan. </span><o:p></o:p></p><p class=MsoNormal><span style='font-size:11.0pt'> </span><o:p></o:p></p><p class=MsoNormal><span style='font-size:11.0pt'>Dimitris, See <a href="http://aka.ms/">http://aka.ms/</a> c(5). “The CA must not use the root certificate to issue end-entity certificates.”.</span><o:p></o:p></p><p class=MsoNormal><span style='font-size:11.0pt'> </span><o:p></o:p></p><p class=MsoNormal><span style='font-size:11.0pt'>J</span><o:p></o:p></p><p class=MsoNormal><span style='font-size:11.0pt'> </span><o:p></o:p></p><p class=MsoNormal><b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif"'>From:</span></b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif"'> <a href="mailto:public-bounces@cabforum.org">public-bounces@cabforum.org</a> [<a href="mailto:public-bounces@cabforum.org">mailto:public-bounces@cabforum.org</a>] <b>On Behalf Of </b>Ryan Sleevi<br><b>Sent:</b> Thursday, September 8, 2016 10:56 AM<br><b>To:</b> Dimitris Zacharopoulos <a href="mailto:jimmy@it.auth.gr"><jimmy@it.auth.gr></a><br><b>Cc:</b> <a href="mailto:Bruce.Morton@entrust.com">Bruce.Morton@entrust.com</a>; <a href="mailto:public@cabforum.org">public@cabforum.org</a><br><b>Subject:</b> Re: [cabfpub] Questions regarding timestamping certificates</span><o:p></o:p></p><p class=MsoNormal> <o:p></o:p></p><div><p class=MsoNormal>Dimitris,<o:p></o:p></p><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>Thanks for raising this. I'd be especially curious to get Jody's take, and I'd suggest you see if <a href="https://aka.ms/rootcert">https://aka.ms/rootcert</a> has anything to say on this matter.<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>As it stands, I'm loathe to suggest that it would be acceptable, simply because of EKU, to suggest that direct root issuance is safe or acceptable. As you know, the sub-CA approach ensures a proper risk-limiting scope; that is, we want to ensure the sub-CA is created "safely", and thus not have to worry about anything that the sub-CA itself signs.<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>Ultimately, it's about risk management. Let's assume we said that the mere presence of the id-kp-timeStamping EKU was sufficient to make the "EE issued by Root" safe, and thus out of scope of the BRs. Would it be acceptable for that Root to sign the EE with SHA-1, since it's Out of Scope? Obviously, no - as the risk with SHA-1 would be an attacker could collide with an attacker-controlled cert that wasn't id-kp-timeStamping limited. However, if it was an id-kp-timeStamping sub-CA, then that sub-CA could issue however many certificates were desired, and the risk of any SHA-1 collisions under that sub-CA would be limited to affecting the timestamping services, thus minimizing the risk to most (but not all) browser vendors.<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>Similarly, if we accept that it was sufficient, we'd run the risk that the Root's CRL could potentially grow. That is, imagine the impact to clients if there was 1 TLS sub-CA, and 100,000 id-kp-whatever EE certs, and the 100,000 certs needed to be revoked. TLS clients wanting to check if the sub-CA was revoked would also need to download the CRL with the 100,000 other revocations, potentially impacting performance.<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>We unquestionably know that the root itself needs to comply with the BRs, and so I believe the MUST NOT absolutely applies, regardless of what you're signing. If you issue a sub-CA with id-kp-timestamping from this root, then the goal is that the sub-CA's profile fits the acceptable set (of what the Root is allowed to sign; in particular, the choice of algorithm), the Root's CRL matches the CRL policies, but that the sub-CA itself is not bound by the BRs in what it issues or how it operates.<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>I agree, this is not entirely obvious from the BRs, and is the long-standing scope issue (both of the BRs and the Forum), and hopefully, as we work towards resolving the Forum structure some, we can revise the BRs as necessary to make it clearer the scope of common matters, and what elements are out of scope.<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>In this regard, I appreciate the structured approach that ETSI has taken, in that it makes a clearer distinction between policies and profiles. We want the Root to have a known set of policies, and issue certificates with a bounded set of profiles. However, some subordinate certificates may follow one set of policies (and issue with one set of profiles), while another subordinate certificate may follow a different set of policies and profiles. That is, we could assume the Root has a uniform set of Policies (that are the minimum safety net for the *union* of all subrodinates; aka the most restrictive policy wins), while Subordinates may only have to comply with one set of policies (such as TLS or code signing), if the risk is constrained to a specific set of profiles (such as id-kp-serverAuth vs id-kp-codeSigning)<o:p></o:p></p></div><div><p class=MsoNormal> <o:p></o:p></p></div><div><p class=MsoNormal>Does that help offer a 'vendor' perspective?<o:p></o:p></p></div></div><div><p class=MsoNormal> <o:p></o:p></p><div><p class=MsoNormal>On Thu, Sep 8, 2016 at 9:15 AM, Dimitris Zacharopoulos <<a href="mailto:jimmy@it.auth.gr" target="_blank">jimmy@it.auth.gr</a>> wrote:<o:p></o:p></p><blockquote style='border:none;border-left:solid #CCCCCC 1.0pt;padding:0cm 0cm 0cm 6.0pt;margin-left:4.8pt;margin-top:5.0pt;margin-right:0cm;margin-bottom:5.0pt'><div><p class=MsoNormal><br>Yes, I was wondering if this is in fact allowed by the BRs. In a case where you have a Root that doesn't have the SSL trust-bits, I am sure you can do that. But what happens if your Root is included in the browsers with the SSL trust-bits set?<span style='color:#888888'><br><br><span class=hoenzb>Dimitris.</span></span><o:p></o:p></p><div><div><p class=MsoNormal style='margin-bottom:12.0pt'><br><br><br><o:p></o:p></p><div><p class=MsoNormal>On 8/9/2016 6:14 μμ, Inigo Barreira wrote:<o:p></o:p></p></div><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Well, it depends. There are some software vendors that “request” to have the TSA signed by a known certificate, and as they only trust on root certificate, usually to get your timestamps “recognized” you have to sign the TSA with the CA root cert just in case.</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><div><div style='border:none;border-top:solid #B5C4DF 1.0pt;padding:3.0pt 0cm 0cm 0cm'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><b><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif"'>De:</span></b><span style='font-size:10.0pt;font-family:"Tahoma","sans-serif"'> <a href="mailto:public-bounces@cabforum.org" target="_blank">public-bounces@cabforum.org</a> [<a href="mailto:public-bounces@cabforum.org" target="_blank">mailto:public-bounces@cabforum.org</a>] <b>En nombre de </b>Dimitris Zacharopoulos<br><b>Enviado el:</b> jueves, 8 de septiembre de 2016 16:39<br><b>Para:</b> Bruce Morton<br><b>CC:</b> <a href="mailto:public@cabforum.org" target="_blank">public@cabforum.org</a><br><b>Asunto:</b> Re: [cabfpub] Questions regarding timestamping certificates</span><o:p></o:p></p></div></div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'> <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;margin-bottom:12.0pt'> <o:p></o:p></p><div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'>On 8/9/2016 4:59 μμ, Bruce Morton wrote:<o:p></o:p></p></div><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Hi Dimitris,</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>I don’t think that the spirit of BR 6.1.7 would be for a root CA to issue a certificate for a TSA. Also, the members of the Code Signing Working Group have recommended that there be a separate CA for issuing time-stamping certificates which is defined in Appendix B (4) of the Minimum Requirements for Code Signing certificates.</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p></blockquote><p class=MsoNormal style='mso-margin-top-alt:auto;margin-bottom:12.0pt'><br>That was my initial reading too and thank you for confirming. If others think that's not the case, please let us know.<br><br><br><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>You may want to get feedback directly from the vendor of the client software which will validate the time-stamp signatures.</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;margin-bottom:12.0pt'><br>I don't think that will be necessary because if the standards require a 2 level certificate chain verification, the client software must support it :)<br><br><br>Best regards,<br>Dimitris.<br><br><br><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Bruce.</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><div><div style='border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0cm 0cm 0cm'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif"'>From:</span></b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif"'> Dimitris Zacharopoulos [<a href="mailto:jimmy@it.auth.gr" target="_blank">mailto:jimmy@it.auth.gr</a>] <br><b>Sent:</b> Thursday, September 8, 2016 9:03 AM<br><b>To:</b> Bruce Morton <a href="mailto:Bruce.Morton@entrust.com" target="_blank"><Bruce.Morton@entrust.com></a>; <a href="mailto:public@cabforum.org" target="_blank">public@cabforum.org</a><br><b>Subject:</b> Re: [cabfpub] Questions regarding timestamping certificates</span><o:p></o:p></p></div></div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'> <o:p></o:p></p><div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'>On 8/9/2016 3:07 μμ, Bruce Morton wrote:<o:p></o:p></p></div><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Hi Dimitris,</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>I think the best document to use for Time-stamping Authority is the Minimum Requirements for Code Signing certificates, see <a href="https://casecurity.org/wp-content/uploads/2016/07/Minimum-requirements-for-the-Issuance-and-Management-of-code-signing.pdf" target="_blank">https://casecurity.org/wp-content/uploads/2016/07/Minimum-requirements-for-the-Issuance-and-Management-of-code-signing.pdf</a>.</span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'>Thanks, Bruce.</span><o:p></o:p></p></blockquote><p class=MsoNormal style='mso-margin-top-alt:auto;margin-bottom:12.0pt'><br>Thank you Bruce, you helped me find answers related to my second question. I am not 100% sure if it answers my first question. The minimum requirements for code signing document, describes a scenario where there are explicit Subordinate CA Certificates for TimeStamping but there is no requirement that forbids end-entity certificates to be issued directly from the Root (at least not one I could spot straight away). <br><br>I guess my 1st question is more focused on what is allowed under the currently approved CA/B Forum Baseline Requirements.<br><br><br>Best regards,<br>Dimitris.<br><br><br><br><br><o:p></o:p></p><blockquote style='margin-top:5.0pt;margin-bottom:5.0pt'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><span style='font-size:11.0pt;font-family:"Calibri","sans-serif";color:#1F497D'> </span><o:p></o:p></p><div><div style='border:none;border-top:solid #E1E1E1 1.0pt;padding:3.0pt 0cm 0cm 0cm'><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'><b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif"'>From:</span></b><span style='font-size:11.0pt;font-family:"Calibri","sans-serif"'> <a href="mailto:public-bounces@cabforum.org" target="_blank">public-bounces@cabforum.org</a> [<a href="mailto:public-bounces@cabforum.org" target="_blank">mailto:public-bounces@cabforum.org</a>] <b>On Behalf Of </b>Dimitris Zacharopoulos<br><b>Sent:</b> Thursday, September 8, 2016 4:34 AM<br><b>To:</b> <a href="mailto:public@cabforum.org" target="_blank">public@cabforum.org</a><br><b>Subject:</b> [cabfpub] Questions regarding timestamping certificates</span><o:p></o:p></p></div></div><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'> <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;margin-bottom:12.0pt'>Hello everyone,<br><br>We are setting up a new Timestamping Authority and we are looking for specific rules that apply to certificates and subCA Certificates related to timestamping. While reading various standards and the CA/B Forum documents, and after looking at various existing implementations of publicly-trusted CAs, I have some questions and would appreciate any feedback from the forum. Although the BRs apply to SSL certificates, some Root Certificates might be used for both SSL and timestamping services. So the questions that follow, apply to CAs that use the same Root Certificate for both SSL and timestamping purposes. Of course, the EV CodeSigning requirements also define some rules for "EV Timestamp Authorities".<o:p></o:p></p><ol start=1 type=1><li class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;mso-list:l0 level1 lfo1'>Section 6.1.7 of the Baseline Requirements states that the Root CA Private Keys MUST NOT be used to sign end-entity certificates with some exceptions. This exception list does not specifically mention end-entity certificates with EKU id-kp-timeStamping. Are Root CAs allowed to directly issue end-entity certificates for timestamping authorities (end-entity certificates with EKU only id-kp-timeStamping)?<o:p></o:p></li><li class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto;mso-list:l0 level1 lfo1'>Section 4.9.7 describes the CRL issuance frequency for Subscriber and Subordinate CA Certificates. If there is a Subordinate CA Certificate constrained with EKU id-kp-timeStamping, is an end-entity certificate (with only id-kp-timeStamping) issued from that subCA considered a "Subscriber" Certificate? Should this subCA issue CRLs every 7 days or every 12 months? My understanding (according to section 1.1 of the BRs) is that the end-entity certificates from that subCA are not required to comply with the CA/B Forum BRs. This should allow the CA to choose the CRL issuance (from that restricted subCA), to exceed the 7-day requirement.<o:p></o:p></li></ol><p class=MsoNormal style='mso-margin-top-alt:auto;margin-bottom:12.0pt'><br>Thank you in advance.<br><br><br>Dimitris Zacharopoulos.<br><br><br><br><br><o:p></o:p></p></blockquote><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'> <o:p></o:p></p><p class=MsoNormal style='mso-margin-top-alt:auto;mso-margin-bottom-alt:auto'> <o:p></o:p></p></div></blockquote><p class=MsoNormal> <o:p></o:p></p></div></div></div><p class=MsoNormal style='margin-bottom:12.0pt'><br>_______________________________________________<br>Public mailing list<br><a href="mailto:Public@cabforum.org">Public@cabforum.org</a><br><a href="https://cabforum.org/mailman/listinfo/public" target="_blank">https://cabforum.org/mailman/listinfo/public</a><o:p></o:p></p></blockquote></div><p class=MsoNormal> <o:p></o:p></p></div></blockquote><p class=MsoNormal><o:p> </o:p></p></div></body></html>